SEBI
Moneylife Digital Team 26 August 2024
Markets Regulator Securities and Exchange Board of India (SEBI) has imposed a penalty of Rs7 lakh on Anand Rathi Share and Stock Broker Ltd (noticee) for failing to inspect the trading terminals of its authorised persons properly.

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Moneylife Digital Team 23 August 2024
Market Regulator Securities and Exchange Board of India (SEBI) has imposed a penalty of Rs6 lakh on Vistra ITCL (India) Ltd, for non-compliance with Debenture Trustee Regulations and various directions issued by SEBI through circulars.

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Moneylife Digital Team 13 August 2024
Advocate Vishal Tiwari from Delhi has filed an appeal before the Supreme Court (SC) challenging the court registry's refusal to list an application seeking a status report on the action taken by market regulator Securities and Exchange Board of India (SEBI) on allegations made by Hindenburg Research against Adani group.

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Moneylife Digital Team 05 August 2024
Market regulator Securities and Exchange Board of India (SEBI) has amended rules for mutual funds (MF) that require asset management companies (AMCs) to put in place an institutional mechanism to identify and deter front-running and insider trading in securities.

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Moneylife Digital Team 03 August 2024
About 700 officers from SEBI in grades A to C are set to stage a protest at the regulator's head office in Mumbai on Monday on many issues, including new digital MIS for KRAs

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Moneylife Digital Team 01 August 2024
Securities and Exchange Board of India (SEBI) has imposed a penalty of Rs3 lakh on stockbroker Federal Capital Markets Ltd for compliance breaches and conducting unauthorised financial activities.

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Moneylife Digital Team 01 August 2024
SEBI imposed a penalty of Rs2.10 crore on JM Financial Asset Management Ltd, JM Financial Trustee Company Pvt Ltd and five individuals associated with JM Financial Mutual Fund.

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Moneylife Digital Team 31 July 2024
Securities and Exchange Board of India (SEBI) has imposed a penalty of Rs3 lakh on IIFL Securities Ltd and Rs2 lakh on 5 Paisa Capital Ltd for discrepancies found in the unique client code (UCC) data uploaded on the Multi Commodity Exchange of India Ltd (MCX) platform.

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Moneylife Digital Team 31 July 2024
Securities and Exchange Board of India (SEBI) has banned Gaurav Singhal (noticee 1) and Alka Jain (noticee 2) of Sapphire Intrex Ltd (big client) for two years and one year, respectively, for front-running trades at the non-banking finance company (NBFC).

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Moneylife Digital Team 30 July 2024
Market regulator Securities and Exchange Board of India (SEBI), in a consultation paper, has proposed certain near-term measures for the index derivatives segment. It includes rationalisation of strike price for options, upfront collection of options premium, removal of calendar spread benefit on expiry day, intraday monitoring of position limits, increasing minimum derivative contract size by three to four times, rationalisation of weekly index products and increase in margin near contract expiry.

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Moneylife Digital Team 23 July 2024
Market regulator Securities and Exchange Board of India (SEBI) has imposed a fine of Rs4 lakh on Delhi-based Indian Finance Guaranty Ltd (IFGL) for failing to comply with regulatory standards, including a issue related to its investor grievance system.

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Moneylife Digital Team 17 July 2024
Market regulator, Securities & Exchange Board of India (SEBI), proposed a new investment product category that could bridge the perceived gap between mutual funds and portfolio management services (PMS).

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Moneylife Digital Team 15 July 2024
In a significant move to enhance regulatory oversight in the securities market, Bombay Stock Exchange (BSE) Limited has been granted recognition by the Securities and Exchange Board of India (SEBI) for the administration and supervision of Research Analysts (RAs) and Investment Advisers (IAs).

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Moneylife Digital Team 11 July 2024
Market regulator Securities and Exchange Board of India (SEBI) has imposed a fine of Rs9 lakh on Berkeley Securities Ltd for multiple regulatory violations, including misusing credit balance client funds, giving loans to related parties and engaging in business other than securities.

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Moneylife Digital Team 09 July 2024
The Securities and Exchange Board of India (SEBI) is taking steps to address the growing concern of excessive speculation in the derivatives market, driven by high retail participation in recent years.

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Moneylife Digital Team 09 July 2024
The Securities and Exchange Board of India (SEBI) has recently concluded settlement agreements with two mutual funds over alleged regulatory infractions: SBICAP Trustee Company Ltd and Groww Asset Management Ltd.

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Moneylife Digital Team 09 July 2024
Market regulator Securities and Exchange Board of India (SEBI) announced new measures to streamline the prudential norms applicable to investments by passively managed mutual fund (MF) schemes in the group companies of their sponsors.

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Moneylife Digital Team 21 February 2024
As part of its investigation into the founders of Zee Entertainment Enterprises Ltd (ZEEL), market regulator Securities and Exchange Board of India (SEBI) found that about Rs20bn (billion) or US$241mn (million) may have been diverted from the company, says a report quoting people familiar with the matter who did not want to be identified as the information is not public yet.

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Moneylife Digital Team 05 January 2024
While allowing investors across all categories to short-sell, Securities Exchange Board of India (SEBI) reiterated that no naked short-selling will be allowed.

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Moneylife Digital Team 02 January 2024
Market regulator Securities and Exchange Board of India (SEBI) floated a consultation paper seeking comments on a proposal to keep material price movement as the criteria to verify market rumours instead of material events in terms of regulation 30 of SEBI listing obligations and disclosure requirements (LODR) regulations.

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