SEBI
Moneylife Digital Team 05 December 2024
Market regulator Securities and Exchange Board of India (SEBI) has clarified that digital platforms used by registered or regulated entities to associate with third parties are not obligated to seek recognition as specified digital platforms (SDPs).

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Moneylife Digital Team 04 December 2024
In a massive relief for incapacitated investors, the market regulator, the Securities and Exchange Board of India (SEBI), has notified rules on uniform standards for nomination facilities. Additionally, the market regulator notified the rule mandating every participant to provide beneficial owners with the option to nominate a person to whom their securities will be transferred upon death.

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Moneylife Digital Team 04 December 2024
Market regulator Securities and Exchange Board of India (SEBI) has imposed a penalty of Rs5 lakh on Mahesh Agrawal Hindu undivided family (HUF) found guilty of engaging in non-genuine trading activities within the illiquid stock options segment of BSE.

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Moneylife Digital Team 03 December 2024
The Union government continued to protect Madhabi Puri Buch, the chairperson of the Securities and Exchange Board of India (SEBI), by dismissing questions asked by members of parliament (MPs), including Congress president Mallikarjun Kharge. The Congress president and MP Ranjeet Ranjan asked questions about conflict of interest and transparency in SEBI's leadership.

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Moneylife Digital Team 03 December 2024
While restraining seven entities, including Mohd Nasiruddin Ansari, who ran unauthorised investment advisory services in the name of 'Baap of Chart', for up to one year, market regulator Securities and Exchange Board of India (SEBI) directed them to refund within three months Rs17.2 crore collected from investors.

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Moneylife Digital Team 02 December 2024
Market Regulator Securities and Exchange Board of India (SEBI) imposed a penalty of Rs2.18 crore on the 18 entities while ordering them to disgorge Rs2.24 crore, the illicit profits earned through fraudulent trading activities in the scrip of Continental Seeds and Chemicals Ltd (CSCL).

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Moneylife Digital Team 02 December 2024
Market Regulator Securities and Exchange Board of India (SEBI) has imposed a penalty of Rs9 lakh on Reliance Securities Ltd for violating market norms and stockbroker regulations.

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Moneylife Digital Team 29 November 2024
Market regulator Securities and Exchange Board of India (SEBI) has imposed penalties of Rs8 lakh on Beacon Trusteeship Ltd (BTL) and SKI Capital Services Ltd (SKI) for failing to exercise adequate due diligence and for submitting incorrect information during the registration process of Shares Bazaar Alternative Investment Fund (SBAIF).

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Moneylife Digital Team 29 November 2024
Market regulator Securities and Exchange Board of India (SEBI) has imposed a penalty of Rs6 lakh on Angel One Ltd following an inspection that revealed significant lapses in the company's operations, including failures in client fund settlements, technical glitches, and inadequate oversight of its authorised persons (APs).

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Moneylife Digital Team 29 November 2024
Securities and Exchange Board of India (SEBI) has introduced measures to ensure seamless trading during technical outages, particularly in interoperable segments like equities, derivatives, and currency markets on stock exchanges.

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Moneylife Digital Team 29 November 2024
Market regulator Securities and Exchange Board of India (SEBI) has taken strict action against a group of individuals and entities in a coordinated front-running scheme.

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Moneylife Digital Team 28 November 2024
Market Regulator Securities and Exchange Board of India (SEBI) has imposed a penalty of Rs6 lakh on Ankit Gupta, proprietor of Niftymaker.com and directed him to refund Rs39.75 lakh collected as advisory fees from investors for offering unregistered investment advisory services and disseminating false and misleading claims.

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Moneylife Digital Team 28 November 2024
Market regulator Securities and Exchange Board of India (SEBI) has imposed a penalty of Rs8 lakh on Gwalior-based Raghunandan Capital Pvt Ltd, a registered stock broker, following an inspection that uncovered several violations of the SEBI (Stock Brokers) Regulations, 1992, and various SEBI and stock exchange circulars.

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Moneylife Digital Team 28 November 2024
Market regulator Securities and Exchange Board of India (SEBI) has imposed a penalty of Rs12 lakh on Optionsmaster Research Advisory Services and Om Consultancy for engaging in unregistered investment advisory activities. Both entities have been ordered to refund Rs5.22 crore to their clients, an amount collected between September 2021 and October 2022.

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Moneylife Digital Team 27 November 2024
Axis Asset Management Company (AMC) Ltd and Axis Mutual Fund Trustee Ltd have paid Rs16.57 lakh to market Regulator Securities and Exchange Board of India (SEBI) to settle charges of charging the total expense ratio (TER) to AMC books.

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Moneylife Digital Team 15 November 2024
Market regulator Securities and Exchange Board of India (SEBI) has imposed penalties of Rs20 lakh on four entities found guilty of engaging in non-genuine trading activities within the illiquid stock options segment of the BSE.

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Moneylife Digital Team 15 November 2024
Market Regulator Securities and Exchange Board of India (SEBI) have imposed a penalty of Rs7 lakh on Ankur Jain, proprietor of Winway Research, after receiving complaints on the SEBI Complaints Redress System (SCORES).

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Moneylife Digital Team 14 November 2024
Markets Regulator Securities and Exchange Board of India (SEBI ) has exempted infrastructure investment trusts (InvITs) and real estate investment trusts (REITs) from lock-in and allotment restrictions while issuing units to an employee benefit trust under unit-based employee benefit (UBEB) schemes.

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Moneylife Digital Team 13 November 2024
Market regulator Securities and Exchange Board of India (SEBI) has asked two entities to pay Rs52 crore in penalties for failing to clear fines imposed for illegally diverting funds from Reliance Home Finance Ltd (RHFL).

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Sahyaja MS (Bar Bench) 13 November 2024
The Bombay High Court on Monday disposed of a 26-year-old petition filed in public interest by the Securities and Exchange Board of India (SEBI), which had sought urgent regulatory reforms to tackle certain fraudulent financial schemes, including agro bonds and plantation bonds (SEBI v. Libra Plantation).

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