SEBI
Moneylife Digital Team 02 October 2024
Securities and Exchange Board of India (SEBI) put a stricter framework in place for equity index derivatives by increasing the minimum contract size and mandating upfront collection of option premiums to curb speculative trading.

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Moneylife Digital Team 27 September 2024
Going one step ahead by sharing dates related to the appointment of Madhabi Puri Buch as chairperson of Securities & Exchange Board of India (SEBI), the Union ministry of finance (FinMin) denied sharing information on dates when Ms Buch and her family declared their financial assets. This was in response to an application filed under the Right to Information (RTI) Act.

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Moneylife Digital Team 26 September 2024
Market regulator Securities and Exchange Board of India (SEBI) has ordered Vaishno Devi Dairy Products Ltd (VDDPL) and six of its directors to refund the money which it had raised illegally from investors and also barred them from the securities market between three months to four years.

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Moneylife Digital Team 23 September 2024
While deciding on two complaints filed by different individuals based on a report by US-based short-seller Hindenburg Research, anti-corruption ombudsman Lokpal says the complaints alleging impropriety and conflict of interest against Madhabi Puri Buch, chairperson of the Securities & Exchange Board of India (SEBI), 'falls short' of persuading it to order any probe.

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Moneylife Digital Team 20 September 2024
Except for the dates of appointment, market regulator Securities & Exchange Board of India (SEBI) does not have any information readily available on its chairperson Madhabi Puri Buch's appointment, her application for the post, declaration of assets and cases where she had recused herself due to conflicts of interests, reveals a reply received under the Right to Information (RTI) Act.

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Moneylife Digital Team 12 September 2024
Mahua Moitra, a member of Parliament (MP) from Trinamool Congress, has filed a Lokpal complaint against Madhabi Puri Buch, chairperson of the Securities & Exchange Board of India (SEBI), for improper conduct and entering into quid pro quo arrangements, which, according to the MP, 'threaten India's national interests."

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Moneylife Digital Team 10 September 2024
Contrary to a claim by Madhabi Puri Buch, the chairperson of the Securities and Exchange Board of India (SEBI), the Congress party alleged that as of March 2024, she owned a 99% stake in Agora Advisory Pvt Ltd and had received Rs2.95 crore from FY16-17 till FY23-24, except for two years.

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Moneylife Digital Team 28 August 2024
Market regulator Securities and Exchange Board of India (SEBI) has ordered Green India Infra Projects Ltd (GIIPL) and the company's Chief executive officer (CEO) Sunil Kumar Panda (noticee), to refund Rs5 crore collected through the issuance of secured optionally convertible debentures (SOCDs).

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Moneylife Digital Team 26 August 2024
Markets Regulator Securities and Exchange Board of India (SEBI) has imposed a penalty of Rs7 lakh on Anand Rathi Share and Stock Broker Ltd (noticee) for failing to inspect the trading terminals of its authorised persons properly.

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Moneylife Digital Team 23 August 2024
Market Regulator Securities and Exchange Board of India (SEBI) has imposed a penalty of Rs6 lakh on Vistra ITCL (India) Ltd, for non-compliance with Debenture Trustee Regulations and various directions issued by SEBI through circulars.

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Moneylife Digital Team 13 August 2024
Advocate Vishal Tiwari from Delhi has filed an appeal before the Supreme Court (SC) challenging the court registry's refusal to list an application seeking a status report on the action taken by market regulator Securities and Exchange Board of India (SEBI) on allegations made by Hindenburg Research against Adani group.

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Moneylife Digital Team 05 August 2024
Market regulator Securities and Exchange Board of India (SEBI) has amended rules for mutual funds (MF) that require asset management companies (AMCs) to put in place an institutional mechanism to identify and deter front-running and insider trading in securities.

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Moneylife Digital Team 03 August 2024
About 700 officers from SEBI in grades A to C are set to stage a protest at the regulator's head office in Mumbai on Monday on many issues, including new digital MIS for KRAs

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Moneylife Digital Team 01 August 2024
Securities and Exchange Board of India (SEBI) has imposed a penalty of Rs3 lakh on stockbroker Federal Capital Markets Ltd for compliance breaches and conducting unauthorised financial activities.

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Moneylife Digital Team 01 August 2024
SEBI imposed a penalty of Rs2.10 crore on JM Financial Asset Management Ltd, JM Financial Trustee Company Pvt Ltd and five individuals associated with JM Financial Mutual Fund.

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Moneylife Digital Team 31 July 2024
Securities and Exchange Board of India (SEBI) has imposed a penalty of Rs3 lakh on IIFL Securities Ltd and Rs2 lakh on 5 Paisa Capital Ltd for discrepancies found in the unique client code (UCC) data uploaded on the Multi Commodity Exchange of India Ltd (MCX) platform.

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Moneylife Digital Team 31 July 2024
Securities and Exchange Board of India (SEBI) has banned Gaurav Singhal (noticee 1) and Alka Jain (noticee 2) of Sapphire Intrex Ltd (big client) for two years and one year, respectively, for front-running trades at the non-banking finance company (NBFC).

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Moneylife Digital Team 30 July 2024
Market regulator Securities and Exchange Board of India (SEBI), in a consultation paper, has proposed certain near-term measures for the index derivatives segment. It includes rationalisation of strike price for options, upfront collection of options premium, removal of calendar spread benefit on expiry day, intraday monitoring of position limits, increasing minimum derivative contract size by three to four times, rationalisation of weekly index products and increase in margin near contract expiry.

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Moneylife Digital Team 23 July 2024
Market regulator Securities and Exchange Board of India (SEBI) has imposed a fine of Rs4 lakh on Delhi-based Indian Finance Guaranty Ltd (IFGL) for failing to comply with regulatory standards, including a issue related to its investor grievance system.

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Moneylife Digital Team 17 July 2024
Market regulator, Securities & Exchange Board of India (SEBI), proposed a new investment product category that could bridge the perceived gap between mutual funds and portfolio management services (PMS).

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