REGULATIONS


Moneylife Digital Team 16 December 2024
Market regulator the Securities and Exchange Board of India (SEBI) proposes facilitating the participation of retail investors in algorithmic trading (algo trading) which allows faster order execution and liquidity.   In a consultation paper, SEBI proposes to extend the existing regulatory...

Read More



Moneylife Digital Team 16 December 2024
Market regulator Securities and Exchange Board of India (SEBI) has introduced significant changes to the operational framework of alternative investment funds (AIFs) by relaxing the mandatory requirement of maintaining pro-rata rights in certain scenarios. These changes, announced through a

Read More



Shaktikanta Das, the 25th Governor of the Reserve Bank of India (RBI), demitted office on Monday, leaving an impressive legacy of navigating several crises during his six-year tenure. Taking charge after his predecessor Urjit Patel’s sudden resignation, Mr Das was thrust into the hot seat...

Read More



Moneylife Digital Team 13 December 2024
The central consumer protection authority (CCPA) has issued notice to 17 entities that were found violating Consumer Protection (Direct Selling) Rules, 2021. Of these, 13 entities are currently under investigation and reply from three of the entities is awaited, the CCPA says.   The 17...

Read More



Moneylife Digital Team 13 December 2024
Reserve Bank of India (RBI) has imposed a penalty of Rs2.25 lakh on three cooperative banks for non-compliance with the directions issued by the banking regulator. The highest penalty of Rs1 lakh has been imposed on Pondicherry Cooperative Urban Bank Ltd.   Other banks penalised by RBI are...

Read More



Moneylife Digital Team 13 December 2024
Market regulator Securities and Exchange Board of India (SEBI) has imposed a penalty of Rs2 lakh on Jhaveri Credits and Capital Ltd (noticee 1) and Rs1 lakh on the associated entities for regulatory violations for 10 years. SEBI investigation revealed incorrect disclosures of shareholding...

Read More



Moneylife Digital Team 12 December 2024
Reserve Bank of India (RBI) has imposed a fine of Rs5 lakh on Punjab-based Ropar Central Cooperative Bank Ltd for non-compliance with directions under the provisions of Section 26A of the Banking Regulation Act (BR Act).    The statutory inspection of the lender conducted by the National Bank...

Read More



Moneylife Digital Team 11 December 2024
Market regulator Securities and Exchange Board of India (SEBI) has barred YouTuber Ravindra Balu Bharti and his company Ravindra Bharti Education Institute Pvt Ltd from the markets until 4 April 2025. SEBI also directed them to disgorge Rs9.50 crore, the unlawful gains earned from an alleged...

Read More



Moneylife Digital Team 11 December 2024
Market regulator Securities and Exchange Board of India (SEBI) has announced a significant shift in market operations by introducing an optional same-day or trading+0 (T+0) settlement cycle for the top-500 stocks by market capitalisation. This initiative, aimed at improving market efficiency...

Read More



Moneylife Digital Team 10 December 2024
The Reserve Bank of India (RBI) has imposed a total penalty of Rs4.50 lakh on Gujarat-based Apani Sahkari Bank Ltd and Halol Mercantile Cooperative Bank Ltd for failing to follow directions issued by the banking regulator.   In a release, RBI says it imposed a penalty of Rs3.50 lakh on Apani...

Read More



Moneylife Digital Team 10 December 2024
Market regulator Securities and Exchange Board of India (SEBI) has imposed a fine of Rs3 lakh on Premier Polyfilm Ltd for failing to seek approvals from its audit committee and shareholders for related-party transactions (RPTs).   In an order, Asha Shetty, adjudicating officer (AO) of SEBI,...

Read More



Moneylife Digital Team 09 December 2024
The Securities and Exchange Board of India (SEBI) has initiated a significant regulatory process by issuing a consultation paper on 13 November 2024, targeting the governance of artificial intelligence (AI) and machine learning (ML) technologies in financial markets. This proposal emerges from...

Read More



Moneylife Digital Team 09 December 2024
The Securities and Exchange Board of India (SEBI) has updated its investor charter with an emphasis on ensuring the confidentiality of investor information and providing the right to exit at fair and reasonable terms from market-related products or services.    SEBI also strengthened its...

Read More



Moneylife Digital Team 09 December 2024
Sanjay Malhotra, an officer from the Indian Administrative Services (IAS) serving as the revenue secretary in the Union finance ministry, has been appointed as the new governor of the Reserve Bank of India (RBI). Mr Malhotra, the 26th governor of RBI, will replace Shaktikanta Das, who served...

Read More



Moneylife Digital Team 09 December 2024
Miffed with regulatory refusal to grant a no-objection certificate for the initial public offering (IPO) of the National Stock Exchange (NSE), a group of investors, led by the People Activism Forum has once again approached the Delhi High Court (HC), seeking directions for the Securities and...

Read More



Moneylife Digital Team 09 December 2024
Securities and Exchange Board of India (SEBI) has issued a caution to investors not to engage with and undertake investment and trading activities through unregistered web applications and electronic platforms.    In a release, the market regulator says it noticed that certain electronic...

Read More



The Securities and Exchange Board of India (SEBI) has received an explosive new whistle-blower letter that may call into question the merger valuation of ICICI Securities with ICICI Bank, which is already subject to contentious litigation. It is reliably learnt that SEBI is investigating the...

Read More



Moneylife Digital Team 06 December 2024
Expressing concern over the rising sums of money lying in inoperative or frozen bank accounts, the Reserve Bank of India (RBI) says its supervisory inspections have revealed a slew of problems due to which accounts are becoming inoperative or frozen. The central bank has asked banks to...

Read More



Shrirang V Samant 06 December 2024
Disruption is a favourite word for management consultants and there are various opinions about the efficacy of disruptive changes in a business. The trigger for a planned disruption is normally the performance challenges a business or even an industry faces. Regulatory disruptions fall into a...

Read More



Moneylife Digital Team 06 December 2024
Market regulator Securities and Exchange Board of India (SEBI) has directed Trafiksol ITS Technologies Ltd (Trafiksol) to refund the money paid by the investors who have been allotted shares in the initial public offering (IPO) of the company. BSE, in coordination with the bankers of the...

Read More

Free Helpline
Legal Credit
Feedback