INVESTOR ISSUES


Moneylife Digital Team 15 January 2025
Market regulator Securities and Exchange Board of India (SEBI) has proposed mandating listed companies to issue securities only in demat form following a stock split, consolidation of face value of shares, and merger or demerger. This will encourage demat holding of securities, the market...

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Moneylife Digital Team 13 January 2025
To enhance transparency and minimise unclaimed assets in the securities market, the Securities and Exchange Board of India (SEBI) has issued guidelines to revamp the nomination process for mutual fund folios and demat accounts. It includes allowing investors to nominate up to 10 persons in the...

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Moneylife Digital Team 06 January 2025
Funds of client-investors who have not done any transaction in the past 30 days will be settled in the upcoming dates of the monthly running account settlement cycle as notified by exchanges in the annual calendar issued by them from time to time, says market regulator Securities and Exchange...

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In early November, I wrote a piece suggesting that the Indian economy is functioning as expected: muddling along. It rarely falls into a full-blown recession, but it also struggles to achieve sustained acceleration. This observation was immediately illustrated when India’s gross domestic...

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Moneylife Digital Team 24 December 2024
Market regulator Securities and Exchange Board of India (SEBI), has imposed a penalty of Rs2 lakh on Sameer Pande, a registered Research Analyst (RA) and proprietor of Niftypro Trading Research for misleading stock recommendations. This penalty follows an inspection of his services conducted...

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S N Thyagarajan (Bar  and   Bench) 24 December 2024
The National Company Law Appellate Tribunal (NCLAT) on Monday upheld the resolution plan submitted by Sapphire Media Limited for the Reliance Broadcast Network Limited, which owns and operates popular radio channel Big FM. Reliance Broadcast was a part of the Anil Ambani arm of the Reliance...

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Moneylife Digital Team 23 December 2024
Infomerics Valuation and Rating Pvt Ltd, a SEBI-registered credit rating agency, has resolved allegations of violating credit rating agency (CRA) regulations by settling the case with the Securities and Exchange Board of India (SEBI) for Rs57.63 lakh.     The settlement order was issued after...

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Moneylife Digital Team 23 December 2024
Market regulator Securities and Exchange Board of India (SEBI) has imposed a penalty of Rs5 lakh on Gadhecha Shailesh Ugarchand Hindu undivided family (HUF) found guilty of engaging in non-genuine trading activities within the illiquid stock options segment of BSE.    In an order, Barnali...

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Despite the Central government having increased the upper limit from Rs10,000 to Rs50,000 per person to refund money to depositors of the Sahara group of cooperative societies, the cooperation ministry has replied to the central information commission (CIC) that the refunds are being given...

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Moneylife Digital Team 18 December 2024
India's market regulator, the Securities and Exchange Board of India (SEBI), has unveiled a new asset class called specialised investment funds (SIFs), aimed at providing small investors with high-risk investment opportunities. The products will be offered by mutual funds. The new regulatory...

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Moneylife Digital Team 18 December 2024
Market regulator Securities and Exchange Board of India (SEBI) has barred for two years Sunil Kumar Ray, proprietor of Trade Show Advisory for providing illegal investment advisory services. Mr Ray has also been slapped with a fine of Rs6 lakh and has been asked to refund Rs1.06 crore the money...

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Moneylife Digital Team 16 December 2024
Market regulator the Securities and Exchange Board of India (SEBI) proposes facilitating the participation of retail investors in algorithmic trading (algo trading) which allows faster order execution and liquidity.   In a consultation paper, SEBI proposes to extend the existing regulatory...

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Moneylife Digital Team 11 December 2024
Market regulator Securities and Exchange Board of India (SEBI) has barred YouTuber Ravindra Balu Bharti and his company Ravindra Bharti Education Institute Pvt Ltd from the markets until 4 April 2025. SEBI also directed them to disgorge Rs9.50 crore, the unlawful gains earned from an alleged...

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Moneylife Digital Team 11 December 2024
Market regulator Securities and Exchange Board of India (SEBI) has announced a significant shift in market operations by introducing an optional same-day or trading+0 (T+0) settlement cycle for the top-500 stocks by market capitalisation. This initiative, aimed at improving market efficiency...

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Moneylife Digital Team 09 December 2024
The Securities and Exchange Board of India (SEBI) has updated its investor charter with an emphasis on ensuring the confidentiality of investor information and providing the right to exit at fair and reasonable terms from market-related products or services.    SEBI also strengthened its...

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Moneylife Digital Team 09 December 2024
Securities and Exchange Board of India (SEBI) has issued a caution to investors not to engage with and undertake investment and trading activities through unregistered web applications and electronic platforms.    In a release, the market regulator says it noticed that certain electronic...

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The Securities and Exchange Board of India (SEBI) has received an explosive new whistle-blower letter that may call into question the merger valuation of ICICI Securities with ICICI Bank, which is already subject to contentious litigation. It is reliably learnt that SEBI is investigating the...

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Over the past two months, in four separate columns, I have highlighted the significant slowdown in the Indian economy which is now clearly reflected in the stock prices of major sectors such as passenger cars, consumer goods, banks, financial services and infrastructure. The two key market...

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Moneylife Digital Team 06 December 2024
Market regulator Securities and Exchange Board of India (SEBI) has warned investors against using unregistered online platforms offering unlisted debt securities.   In a statement, SEBI says, "Such platforms appear to provide an avenue for investors to acquire unlisted debt securities. These...

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Moneylife Digital Team 05 December 2024
Market regulator Securities and Exchange Board of India (SEBI) proposed running account settlement under which funds of clients who have not done any transaction in the previous 30 days will be settled by stockbrokers on the upcoming settlement dates of the monthly running account settlement...

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