INVESTOR ISSUES


Moneylife Digital Team 07 February 2025
In a major crackdown on unregistered investment advisory services, the Securities and Exchange Board of India (SEBI) has issued an interim order against Asmita Patel Global School of Trading Pvt Ltd (APGSTPL), its director Asmita Patel, her husband Jitesh Jethalal Patel and associated entities,...

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Moneylife Digital Team 05 February 2025
Market regulator Securities and Exchange Board of India (SEBI) has announced a new regulatory framework to ensure the safer participation of retail investors in algorithmic (algo) trading. The new rules, outlined in a circular issued on 4 February 2025, aim to establish proper checks &...

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Moneylife Digital Team 04 February 2025
The Indian government has announced that Rs2,025.75 crore has been disbursed to 1.16mn (million) depositors of the Sahara group of cooperative societies as of 28 January 2025. It includes depositors of Sahara Credit Cooperative Society Ltd, Saharayan Universal Multipurpose Society Ltd, Humara...

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Moneylife Digital Team 30 January 2025
Coming down heavily on financial influencers (finfluencers) providing unauthorised advice or making unapproved return claims, market regulator Securities and Exchange Board of India (SEBI) has barred finfluencers from using live stock prices or making claims on returns. SEBI also directed...

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Moneylife Digital Team 30 January 2025
Markets regulator, Securities and Exchange Board of India (SEBI) has cancelled the registrations of four stockbrokers—Single Window Securities Ltd, Sunness Capital India Pvt Ltd, GACM Technologies Ltd, formerly known as Stampede Capital Ltd and Infotech Portfolio Pvt Ltd, after the brokers...

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Moneylife Digital Team 24 January 2025
The securities appellate tribunal (SAT) has upheld an order passed by the Securities and Exchange Board of India (SEBI) halting listing and asking Trafiksol ITS Technologies Ltd to refund Rs45 crore to investors.   In an order on 24 January 2025, the SAT bench of justice PS Dinesh Kumar...

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Moneylife Digital Team 23 January 2025
Market regulator Securities and Exchange Board of India (SEBI) has proposed a sachetised mutual fund product—a small ticket systematic investment plan (SIP) of just Rs250. According to SEBI consultation paper, these small-ticket SIPs can be offered in any scheme except for debt schemes,...

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Moneylife Digital Team 17 January 2025
As many as 10 entities including four expert guests on Zee Business channel agreed to pay Rs5.96 crore and voluntary debarment of six months to settle a case involving trading based on non-public information (NPI) with market regulator Securities and Exchange Board of India (SEBI).    Zee...

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Moneylife Digital Team 15 January 2025
Market regulator Securities and Exchange Board of India (SEBI) has proposed mandating listed companies to issue securities only in demat form following a stock split, consolidation of face value of shares and merger or demerger. This will encourage demat holding of securities, the market...

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Moneylife Digital Team 13 January 2025
To enhance transparency and minimise unclaimed assets in the securities market, the Securities and Exchange Board of India (SEBI) has issued guidelines to revamp the nomination process for mutual fund folios and demat accounts. It includes allowing investors to nominate up to 10 persons in the...

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Moneylife Digital Team 06 January 2025
Funds of client-investors who have not done any transaction in the past 30 days will be settled in the upcoming dates of the monthly running account settlement cycle as notified by exchanges in the annual calendar issued by them from time to time, says market regulator Securities and Exchange...

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In early November, I wrote a piece suggesting that the Indian economy is functioning as expected: muddling along. It rarely falls into a full-blown recession, but it also struggles to achieve sustained acceleration. This observation was immediately illustrated when India’s gross domestic...

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Moneylife Digital Team 24 December 2024
Market regulator Securities and Exchange Board of India (SEBI), has imposed a penalty of Rs2 lakh on Sameer Pande, a registered Research Analyst (RA) and proprietor of Niftypro Trading Research for misleading stock recommendations. This penalty follows an inspection of his services conducted...

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S N Thyagarajan (Bar  and   Bench) 24 December 2024
The National Company Law Appellate Tribunal (NCLAT) on Monday upheld the resolution plan submitted by Sapphire Media Limited for the Reliance Broadcast Network Limited, which owns and operates popular radio channel Big FM. Reliance Broadcast was a part of the Anil Ambani arm of the Reliance...

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Moneylife Digital Team 23 December 2024
Infomerics Valuation and Rating Pvt Ltd, a SEBI-registered credit rating agency, has resolved allegations of violating credit rating agency (CRA) regulations by settling the case with the Securities and Exchange Board of India (SEBI) for Rs57.63 lakh.     The settlement order was issued after...

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Moneylife Digital Team 23 December 2024
Market regulator Securities and Exchange Board of India (SEBI) has imposed a penalty of Rs5 lakh on Gadhecha Shailesh Ugarchand Hindu undivided family (HUF) found guilty of engaging in non-genuine trading activities within the illiquid stock options segment of BSE.    In an order, Barnali...

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Despite the Central government having increased the upper limit from Rs10,000 to Rs50,000 per person to refund money to depositors of the Sahara group of cooperative societies, the cooperation ministry has replied to the central information commission (CIC) that the refunds are being given...

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Moneylife Digital Team 18 December 2024
India's market regulator, the Securities and Exchange Board of India (SEBI), has unveiled a new asset class called specialised investment funds (SIFs), aimed at providing small investors with high-risk investment opportunities. The products will be offered by mutual funds. The new regulatory...

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Moneylife Digital Team 18 December 2024
Market regulator Securities and Exchange Board of India (SEBI) has barred for two years Sunil Kumar Ray, proprietor of Trade Show Advisory for providing illegal investment advisory services. Mr Ray has also been slapped with a fine of Rs6 lakh and has been asked to refund Rs1.06 crore the money...

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Moneylife Digital Team 16 December 2024
Market regulator the Securities and Exchange Board of India (SEBI) proposes facilitating the participation of retail investors in algorithmic trading (algo trading) which allows faster order execution and liquidity.   In a consultation paper, SEBI proposes to extend the existing regulatory...

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