New ethics code for brokers
Moneylife Digital Team 26 April 2012

To check the flow of illicit funds and other manipulative activities in the stock market, SEBI is planning more frequent inspection of various market entities and a new code of conduct for brokers. The regulator proposes to ask all the market entities, including brokers and mutual funds, to implement the new common KYC (know your client) norms even for their existing clients in a phased...

Archived Premium Content
This article is outside your subscription period. You can buy this article individually.
Rs 50-Rs 100 + GST
Access will be given ONLY to this article.
Already a subscriber ? Log in
Free Helpline
Legal Credit